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When do I have to make my contributions by?
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| Where do I make my contributions? |
Click below to request via email our Solo 401k setup kit for use with:
You may also apply online. We administer 401k plans at over 30 different custodians. If you don't see your favorite brokerage house here, call us at 1-800-474-3826 to find out if they can serve as the custodian of the assets in your 401k plan of if you have any other questions.
You may also download the required forms for Vanguard and TD Ameritrade below.
Application form for the Solo 401k with Vanguard Funds: (This is a complete "fill-in" forms that include our administrative services agreement, the Vanguard inquiry access only form and W9 forms)
- For 1 participant plans: Vanguard Retirement Investment Program Application-Pooled
Optional:
Vanguard Form InstructionsIf you want to have a ROTH 401k account, you will need to fill out the brokerage account application twice, the only difference being the name of the plan. On one application, the name of your plan is the "John Doe [Solo] 401k Plan" and on the other application, the name of your plan is the "John Doe [Solo] ROTH 401k Plan". (The word "Solo" is optional). You only need to fill out one administrative services agreement.
Forms for the Solo 401k with TD Ameritrade:- TD Ameritrade Solo 401k account application. (This is a complete "fill-in" form that includes our administrative services agreement, letter of instruction and W9 form)
Optional:
Forms for a multiple employee 401k:
To set up a multiple employee 401k plan at a custodian of your choosing, you will need to fill out and return the following documents:
Administrative Services Agreement (2+ employee plans)
Administrative Forms
Fee Payment Election Form Solo 401k Plans, (one participant and their spouse)
Fee Payment Election Form (Partner 401k Plans, (one or more unrelated >5% owners with no non-spouse non-owner employees)) (Form 5500 required but no discrimination testing).
Fee Payment Election Forms Company (or 2+ employee) 401k plans
Worksheet for Form 5500EZ (Complete and return to us if you want us to prepare a Form 5500EZ for you). Fee Payment Election Form for Form 5500EZ.
Worksheet for Form 1099-R (Complete and return to us if you want us to prepare a Form 1099-R for you). (Used to report distributions from a 401k plan). IRS Instructions for Form 1099-R
Salary Deferral Form without ROTH
Salary Deferral Form with ROTH
Salary Deferral Form with ROTH (Self-employed)